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Personalized advice for
Portfolio Size of 100K and
above
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Your service helped us connect with Brian who had clients similar to our situation.
Former advisor put our cash in a cookie-cutter investment plan and we wanted to find alternative options...
Susan, a Retired Executive from New York
Personalized advice for portfolio size
of 100K & above
Kentucky has a diverse economy and breathtaking natural landscapes that make it an appealing place to live and work. If you are a resident of Kentucky or looking to move here you may want to consider hiring an experienced and certified financial professional to take advantage of the economic opportunities and plan your finances. Developing a solid financial plan, whether it be saving for retirement, or saving to grow your wealth and investments, is always essential for achieving long-term financial goals. WiserAdvisor provides a list of ranked financial advisors and advisory firms experienced in assisting clients in and around Kentucky that may be a good place for you to start your search for a financial advisor. By connecting with a trusted advisor, Kentucky residents like you can receive personalized financial advice and guidance to identify opportunities for financial growth.
Kentucky
has
6
WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to
choose from. These financial advisors in
Kentucky
have an average of
29
years of experience.
NOTE: The list of vetted financial
advisors in
Kentucky
mentioned below does not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free match service
to compare financial advisors near you in
Kentucky.
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
|---|---|---|---|---|
| 23 Years | Not Specified | $0 | Fee-Based | |
| Not Disclosed | $0 | Not Specified | Fee-Based | |
| 40 Years | Not Specified | $100,000 | Fee-Based | |
| Not Disclosed | $270,770,414,647 | Not Specified | Fee-Only | |
| Not Disclosed | $270,770,414,647 | Not Specified | Fee-Only | |
| 25 Years | $535,293,000 | Not Specified | Fee-Only |
Qualifications
CRD# 4325125
Firm CRD# 282580
Series 63, 65
Compensation/Fee Fee-Based, Based on Assets
Office Location
11803 Brinley Avenue,
Louisville,
KY
40243
Phone Number
502-254-1030
Chris left the corporate world in 2009 to become an independent financial advisor, offering a broad spectrum of services and knowledge to pre-retirees and those already retired. Chris has been in the financial services industry for 20 years+ and has been a small business owner for 25+ years. Prior to his Lead Advisor and Portfolio Manager role here at Revolutionary Financial Group, he ran agencies for large corporations and recruited and trained other financial advisors. Chris looks forward to working with you and the conversations you'll have. Welcome, and please let us know if you ever have any questions.
The mission of Revolutionary Financial Group is to be a reliable, professional resource for all high-net-worth individuals at or near retirement. We strive to provide a source of knowledge pertaining to the financial matters that apply to your unique situation. We will provide advice based upon our many years of experience in the financial industry. We will serve our clients with the highest levels of integrity. We take the following four-step approach in developing our strategy for a more confident future. 1. Identify short- and long-term objectives We help you to identify and understand your objectives, the first step to developing a strategy for a more confident financial retirement. 2. Identify your options and how each will affect your situation Everyone's situation is different, so we want you to understand how each decision we make together can affect you and the strategy we're developing. We consider your risk profile to determine how much should be put into higher-risk investments and more conservative alternatives. We help you stay within your comfort level instead of chasing those short-term market returns. 3. Build the right financial strategy for you Personal preferences, cash flow needs, short- and long-term goals are just a few ways to invest your money. Today, there are more investment vehicles than ever before, including some more conservative alternatives. Together we can build a strategy to help you feel more confident about your financial future. 4. Schedule periodic reviews Periodic reviews enable you stay on course, address many changes that may occur and help ensure that goals are accomplished. We will keep you informed via periodic reviews.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management
Qualifications
CRD# 7844143
Firm CRD# 171919
Series 7, 65, 66
Compensation/Fee Fee-Based, Flat Fee, Based on Assets
Office Location
50 E. Rivercenter Blvd,
Suite 301,
Covington,
KY
41011
Phone Number
859-888-0356
Journey Advisory Group is a family and employee-owned firm. Launched in 2013, Journey Advisory Group is a SEC Registered Investment Adviser* specializing in investment management and financial planning. We partner with our clients to meet the needs of their life's journey: wealth management, college, retirement and estate planning, tax management and insurance. Clients are often faced with the unappealing choice between small, independent firms lacking expertise and depth, and large, impersonal, unresponsive organizations. Journey provides a unique alternative: sophisticated planning and investment expertise combined with exceptional personalized service.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
CRD# 1577505
Firm CRD# 23131
Series 6, 7, 24, 63
Compensation/Fee Fee-Based, Commissions, Flat Fee, Based on Assets
Office Location
3217 Summit Square Pl,
Suite 200,
Lexington,
KY
40509
Phone Number
859-494-0899
Thoroughbred financial is located in Lexington, Kentucky and has been serving our clients for over 40 years. We work with individuals and families to help achieve their financial goals through comprehensive financial planning, investment management, and insurance analysis. Contact us today to schedule your complementary consultation and begin your path to financial freedom!
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
Firm CRD# 104510
Compensation/Fee Fee-Only, Based on Assets
Office Location
4383 Old Harrodsburg Road,
Suite 125,
Lexington,
KY
40513
Phone Number
877-208-7414
Since 1986, Edelman Financial Engines has been committed to always acting in the best interests of our clients. We were founded on the belief that all investors - not just the wealthy - deserve access to personal, comprehensive financial planning and investment advice. Today, we are America's top independent investment advisory firm as recognized by Barron's1 (September 2024, based on data within a 12-month period). With 143+ offices across the country and 1.3 million clients (as of September 30, 2024), we manage more than $300 billion in assets. 1.The Barron's 2024 Top 100 RIA Firms list, a ninth-year ranking of independent advisory firms, is qualitative and quantitative, including assets managed by the firms, technology spending, staff diversity, succession planning and other metrics. Firms elect to participate but do not pay to be included in the ranking. Ranking awarded each September based on data within a 12-month period. Investor experience and returns are not considered.
Qualifications
Firm CRD# 104510
Compensation/Fee Fee-Only, Based on Assets
Office Location
9960 Corporate Campus Drive,
Suite 1200,
Louisville,
KY
40223
Phone Number
877-208-7414
Since 1986, Edelman Financial Engines has been committed to always acting in the best interests of our clients. We were founded on the belief that all investors - not just the wealthy - deserve access to personal, comprehensive financial planning and investment advice. Today, we are America's top independent investment advisory firm as recognized by Barron's1 (September 2024, based on data within a 12-month period). With 143+ offices across the country and 1.3 million clients (as of September 30, 2024), we manage more than $300 billion in assets. 1.The Barron's 2024 Top 100 RIA Firms list, a ninth-year ranking of independent advisory firms, is qualitative and quantitative, including assets managed by the firms, technology spending, staff diversity, succession planning and other metrics. Firms elect to participate but do not pay to be included in the ranking. Ranking awarded each September based on data within a 12-month period. Investor experience and returns are not considered.
Qualifications
Firm CRD# 286230
Compensation/Fee Fee-Only, Based on Assets
Office Location
301 Townepark Circle,
Louisville,
KY
40243
Phone Number
502-398-5051
Reliant Wealth Planning is a premier retirement and estate planning firm, combined with personalized portfolio management, with both decades of experience and deep technical expertise and training. Reliant's differentiating value is our focus on building comfort for clients. Comfort is NOT some abstract feeling, but rather a deep sense of your needs being met, based on three factors: 1) Relationship 2) Expertise 3) Trust. We think the world of wealth management is divided between NOUN-focused or VERB-focused Advisors. Noun-focused Advisors have a product on the shelf to sell. VERB-focused Advisors, such as Reliant, rely on objective, disciplined processes to advise you as to what actions you should take to improve your ability to achieve your financial purpose.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
The client testimonials appearing above may not necessarily be representative of all client experiences with WiserAdvisor. You may click on the number of total reviews hyperlinked above to review the entirety of the reviews WiserAdvisor has received. WiserAdvisor did not pay any compensation in consideration of such reviews.
| Firm Name | No. of Advisors | No. of Clients | AUM | Fee Structure |
|---|---|---|---|---|
TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY
700 North Hurstbourne Pkwy, Suite 110, Louisville, KY 40222 |
14 | 147 | $16,780,521,000 | A percentage of AUM, Fixed fees |
| 44 | 93 | $7,678,048,654 | A percentage of AUM, Performance Based |
|
| 19 | 105 | $4,469,969,570 | A percentage of AUM, Fixed fees |
|
| 142 | 21 | $3,803,189,141 | A percentage of AUM, Performance Based |
|
| 180 | 67 | $3,257,395,486 | Other (BASED ON THE AMOUNT OF TIME AND RESOURCES DEVOTED TO EACH FUND.) |
|
| 37 | 8456 | $2,905,556,042 | A percentage of AUM, Hourly charges, Fixed fees |
|
| 34 | 4260 | $2,885,125,803 | A percentage of AUM, Hourly charges, Fixed fees |
|
| 17 | 1208 | $2,538,177,212 | A percentage of AUM |
|
| 11 | 744 | $2,119,435,054 | A percentage of AUM, Fixed fees |
|
| 18 | 943 | $1,854,292,560 | A percentage of AUM, Fixed fees |
|
| 6 | 866 | $1,796,022,602 | A percentage of AUM, Performance Based |
|
| 45 | 5260 | $1,509,725,992 | A percentage of AUM, Hourly charges, Fixed fees |
|
| 6 | 1404 | $1,215,744,287 | A percentage of AUM, Hourly charges, Fixed fees |
|
| 17 | 4401 | $1,125,634,229 | A percentage of AUM, Fixed fees |
|
| 7 | 470 | $1,120,457,850 | A percentage of AUM, Performance Based |
The role of a financial advisor is to provide professional financial guidance, advice, and money management services to individuals or businesses. They assist clients in various financial matters, including investment management, retirement planning, wealth management, estate management, and more, depending on the needs of an individual. Financial advisors assess their client's financial goals and risk tolerance and stay updated on market trends, investment options, and regulatory changes to provide informed advice. Additionally, financial advisors often act as fiduciaries, putting their client's best interests first while providing ongoing support and monitoring to help clients achieve their financial objectives. To make sure your best interests are being considered, read more about the role of a fiduciary financial advisor and the support they can provide.
Many financial advisors in Kentucky are also tax professionals or work closely with tax professionals to help clients with tax planning and optimization. These professionals can help you identify tax-saving strategies and recommend tax-efficient investment options by analyzing your current tax situation. However, the WiserAdvisor directory for the state of Kentucky may not include advisors that specialize in providing tax-related services. In the "Advisory Services Provided" section, you will be able to confirm if tax planning and optimization are among the services an advisor offers.
A vetted financial advisor in our directory for the state of Kentucky can help you develop an investment strategy that aligns with your goals and risk tolerance. They can provide guidance on how to diversify your portfolio, monitor your investments, and suggest adjustments as needed. Additionally, they can help you navigate market fluctuations and make informed decisions about buying and selling investments. If you are looking to improve your investment portfolio, read on about why professional investment management may be right for you.
When choosing a financial advisor in Kentucky, it's crucial to avoid common mistakes such as overlooking credentials, neglecting to assess experience and track record, overlooking conflicts of interest, not seeking references or reviews, and neglecting to discuss the advisor's fee structure. By avoiding these mistakes, you can make a more informed decision and select a financial advisor who is qualified, experienced, unbiased, and aligned with your financial goals. To learn more, refer to our guide on choosing the best financial advisor in Kentucky.
The cost of hiring a financial advisor in Kentucky varies depending on the advisor's experience, services, and fee structure. Some advisors charge a percentage of assets under management, ranging from approx. 1.02% or a fixed rate of approx. $7,500 and above. Meanwhile, other advisors charge an hourly rate, flat fees, or based on commission. It's important to understand the advisor's fee structure and any potential conflicts of interest before engaging in their services. To get a better understanding of how financial advisors charge and the factors influencing their fees, read more on what are the costs of hiring a financial advisor.
To check if a financial advisor in Kentucky has any disciplinary actions or complaints filed against them, you can use the Financial Industry Regulatory Authority's (FINRA) BrokerCheck tool. This tool enables individuals to complete a thorough background check on financial professionals like brokers, brokerage firms, financial advisors, investment advisors, advising firms, etc. The detailed information provided through BrokerCheck includes their employment history, certifications, licenses, and active or past violations within the last ten years so that you can make an informed decision while hiring an advisor. We recommend using the following guide to learn how to use BrokerCheck to evaluate a financial advisor's credentials.
Financial advisors in Kentucky offer a wide range of services, including retirement planning, investment management, estate planning, tax planning, insurance planning, and wealth management. The specific services that an advisor offers may depend on their area of expertise, so it's important to find an advisor whose services align with your needs and goals. By clicking on the "View full profile" button of any vetted financial advisor, you can access detailed information about their services, fees, credentials, and more. Read on to better understand how financial advisors can assist you with the various services they provide.
When evaluating the qualifications of financial advisors in Kentucky, it is important to look for someone who is licensed and registered with the Securities and Exchange Commission (SEC) or the Financial Industry Regulatory Authority (FINRA). You may also want to consider their educational background, years of experience, and any relevant certifications, like Certified Financial Planners (CFP), Chartered Financial Analysts (CFA), Chartered Financial Consultants (ChFC), etc. To further explore the various credentials an advisor can hold, read more about advisor designations.
To ensure that a financial advisor in Kentucky prioritizes your best interests, seek out advisors who adhere to a fiduciary standard, which legally obligates them to act in your best interests and avoid conflicts of interest. When selecting an advisor, inquire about their fiduciary status and how they will consistently prioritize your interests. To make sure your best interests are being considered, learn more about the role of a fiduciary financial advisor and the support they can provide.
How often you should meet with your financial advisor in Kentucky may depend on your specific financial situation and goals. For complex finances, you may need to meet with your financial advisor weekly or monthly, while for those with regular income and simpler investments, quarterly or annual meetings may be enough. Your advisor can assist in determining the suitable meeting frequency based on your circumstances. Read on to learn more about how often you should meet with your advisor.
Many financial planners and wealth managers in Kentucky are also tax professionals or work closely with tax professionals to help clients with tax planning and preparation. These professionals can help you minimize your taxes by analyzing your current tax situation, identifying tax-saving strategies, and recommending tax-efficient investment options. However, WiserAdvisor's directory may not include advisors that specialize in taxes. In the "Advisory Services Provided" section, you will be able to confirm if tax advice and tax preparation services are among the services they offer.
Financial advisors in Kentucky typically use a range of resources and tools to track their client's investments and monitor financial progress. These may include creating regular portfolio reports to summarize investment performance and allocation, as well as utilizing risk assessment tools to help determine clients' risk tolerance and align investment strategies. Notably, the availability of resources can vary based on the advisor's expertise, firm practices, and individual client preferences. Therefore, it's important to inquire about an advisor's investment management process to gain more insight. To learn more, read on about how financial advisors track and monitor your financial goals.
Yes, a financial advisor in Kentucky can help you prepare for your child's college expenses by analyzing your current financial situation, setting college savings goals, and providing guidance on college savings vehicles, such as the 529 College Savings Plan. Advisors can also help you navigate financial aid options when it is time for your child to go to college. To learn more about effective ways to save for college, read on about the best approaches to plan for a college education.
When choosing a financial advisor in Kentucky, it's important to consider key factors including an advisor's qualifications, experience, and method of compensation. Additionally, it's important to consider their investment philosophy, approach to financial management, and whether a financial advisor is bound to act in your best interests. To ensure you are making an informed decision and choosing the right financial advisor to manage your finances, we recommend our guide on the 5 things to consider when hiring a financial advisor.
Yes, there are financial advisors in Kentucky who specialize in helping individuals who are retiring without a retirement plan. These advisors understand the unique challenges faced by individuals in this situation and can provide guidance on creating a financial roadmap for retirement. They may assist in developing strategies to maximize savings, establish a sustainable retirement income, and explore investment options suited for late-stage retirement planning. To gain a deeper understanding of late-life retirement planning, read about how to plan for retirement if you are starting later in life.
Working with a financial advisor in Kentucky can offer many benefits. As the advisor's client, you can benefit from the advisor's extensive knowledge, experience, and perspective resulting in you gaining peace of mind. Working with a financial advisor can also save you time managing your finances, help minimize investment risks, and potentially increase your investment returns as they can also help you identify areas of financial weakness and recommend strategies for improvement. To learn more, read about the benefits of working with a financial advisor.
