Thoroughbred financial is located in Lexington, Kentucky and has been serving our clients for over 40 years. We work with individuals and families to help achieve their financial goals through comprehensive financial planning, investment management, and insurance analysis. Contact us today to schedule your complementary consultation and begin your path to financial freedom!
Al Wilson
Al started his career in Financial Services in 1984. He has series 7, 24 and 63 security licenses and Kentucky Life and Health licenses. He has earned the Charter Financial Consultant, and Charter Life Underwriter designations. Al won the Outstanding Builder Award* for Sales Managers 3 years in a row from 92 to 94 and the President's Trophy for Agency Managers** in 2002 and in 2021. In 2019, Al won the American Award****, which acknowledges financial services professionals who best demonstrate a combination of business performance excellence, outstanding community service and commitment to family. Al and his wife Debbie have one child, Kristen.
*This internal award was issued by Osaic Wealth to the top sales manager in the categories of production, growth, and recruiting. Al Wilson was a three-time recipient in 1992, 1993, and 1994 based on the previous years data.
**This internal award was issued by Osaic Wealth to the top agency manager in the categories of production, growth, and recruiting. Al Wilson was a two-time recipient in 2002 and 2021 based on the previous years data.
****This internal award was issued by Osaic FS in 2019 in recognition of Al's business performance excellence, outstanding community service and commitment to family. It was based on his entire career and lifetime service.
Kristen VanHook
CFP®
Kristen Holds a Bachelor of Business Administration in finance and marketing as well as a Master of Business Administration from the University of Kentucky.
While attending the University of Kentucky, she was on the swim team and served as captain her senior year. In the summers of 2012 and 2016 she competed at the Olympic Trials.
Kristen has incorporated the work ethic and dedication that she learned from swimming into her financial planning practices. She focuses on providing her clients with comprehensive financial planning tailored to their individual needs.
Kristen is an advisory representative with Osaic Wealth and holds her Series 6, Series 7, Series 63, Series 65, and Life and Health Insurance license. She is also a CFP® Practitioner as well as a SmartVestor Pro.
General Information |
| Firm Start Year: | 1980 | |
| No. of Employees: | 5-9 | |
| Insurance License#: | 319796 |
| Name of Broker/Dealer: | Osaic Wealth |
| Number of Years with Current Firm: | 40 |
| Work with the following types of clients: | Businesses, Individual Investors, Non-Profit Organizations |
| Advisory Services Provided: | Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Money Management |
Services |
| Investment Types: | Stocks, Bonds, Mutual Funds, Annuities, Exchange Traded Funds (ETFs), Insurance |
| Can meet clients in the following ways: | Phone, Our Office, Video Conference, Email |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Health, Life, Variable Annuity, Long Term Care, Annuity, Variable Life |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $100000 |
| Compensation Methods: | Commissions, Based on Assets, Flat Fee |
| Minimum Fee Charged for Managed Accounts: | $100 |
| Minimum Fee Charged for Hourly Planning Accounts: | $100 |
Financial Services |
| Financial Planning for Individuals
We believe that a financial plan is the foundation every successful retirement begins with. Our planning process is fully comprehensive and unique to each individual. Whether the plan is centered on projecting income streams in retirement, investment management, insurance analysis, or tax strategies, we help you reach your goals and better understand what your retirement could look like. Please contact us today to receive your complementary consultation! |
| Retirement Planning
Retirement planning is critical to ensure you have the long, happy retirement that you deserve. Our process analyzes the projected income and expense flows of your retirement, painting a better picture of what your retirement will look like. We also help plan for life's unexpected events, making sure that your retirement is protected and secure. |
| Wealth Management
At Thoroughbred Financial, we believe that everything revolves back to your financial plan and achieving your goals. One part of this is wealth management and managing your assets. We manage your assets and provide recommendations for you based on the comprehensive financial plan we designed together to build your dream retirement. |
| Risk Management
Thoroughbred Financial wants to not only help you build wealth, but preserve and protect it as well. Risk management is always top of mind for us, whether it be in managing your portfolio or reviewing your insurance coverage, we always want our clients to be adequately and appropriately protected. |
Disclosures |
|
WiserAdvisor provides referrals to financial professionals of Osaic Wealth. WiserAdvisor is not a current client of Osaic Wealth for brokerage or investment advisory services. Osaic Wealth's financial professionals pay cash compensation to WiserAdvisor for client referrals, which gives WiserAdvisor a financial incentive to make client referrals to Osaic Wealth's financial professionals, resulting in a conflict of interest. Securities and investment advisory services offered through Osaic Wealth, Inc., member FINRA/SIPC. Osaic Wealth is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth. For more information regarding Osaic Wealth's Form CRS and Forms ADV Part 2A, which are available at:LFS-6876507-080824 |
|
Additional Detailed Disclosures |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
| Mon. | 8:00 AM - 5:00 PM |
| Tue. | 8:00 AM - 5:00 PM |
| Wed. | 8:00 AM - 5:00 PM |
| Thu. | 8:00 AM - 5:00 PM |
| Fri. | 8:00 AM - 5:00 PM |
 |