RBC CAPITAL MARKETS, LLC

Tel: 212-858-7000 200 Vesey St. New York, New York 10281

About RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC is a New York, New York based financial advisory firm with nearly $259,962,335,074 in assets under management and provides investment advisory services for 477674 clients. There are currently 8476 financial advisors at the firm.

General Information

Firm CRD#:

31194

Firm SEC#:

801-13059

Assets Under Management:

$259,962,335,074

No. of Clients:

477674

Advisory Services Provided:

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pesnsion consulting services, Selection for other advisors, Education seminars/workshops, Other (SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS)

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